• Review GEN11.4 and refer to RPP 3-2-51 to 3-2-56 of the DFSA Rulebook
  • Submit the ‘SUP 6 – Applying to withdraw a licence’ form on the DFSA ePortal
  • Application: Complete the requirements above and submit the application form on the DFSA ePortal. If applicable, the DFSA will then issue a fee invoice. Once the fees are paid, the application will be accepted for evaluation.
  • Evaluation: The DFSA will conduct a thorough assessment of the application. If there is insufficient information, the DFSA will request additional information.
  • Withdrawal: Upon satisfactory assessment, the DFSA will confirm the amendment.

The DFSA may request for a range of documents to be submitted with the application. These include, but are not limited to:

  • Governing body's approval of the withdrawal
  • Notification letter to clients
  • Auditor's sign off on return of client Assets

Fees will vary based on the nature and scale of financial activities. More details can be found in the Fees Module (FER)of the DFSA Rulebook. Service fees are paid through bank transfer to the DFSA.

Request to withdraw your licence as an Authorised Firm, ceasing to carry Financial Services in or from the DIFC.

SERVICE FEES
USD 10,000
PAYMENT METHOD
Bank Transfer

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Obtain Authorisation to be an Authorised Individual

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Request for New Authorisation (Principal Representative /Authorised Individual)

Obtain Authorisation to become a Principal Representative

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Request for New Authorisation (Authorised Individual)

Obtain Authorisation to be an Authorised Individual

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Request to Amend Authorisation (Authorised Individual)

Update or modify your authorised individual application status within the DFSA framework.

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Request for Information (Unregulated Entity)

Enquiry to DFSA related to regulatory matters within the DIFC

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Submit Compliant (DFSA)

File a formal complaint if you believe DFSA acted improperly or unfairly.

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authorisation-firms
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Submit Compliant (Entities)

File a complaint against a DFSA-authorised firm if you believe they acted improperly.

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authorisation-firms
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Submit Feedback (General)

Tell us your thoughts on how DFSA can better serve the financial community.

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authorisation-firms
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Request for New Authorisation (Principal Representative /Authorised Individual)

Obtain Authorisation to become a Principal Representative

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authorisation-firms
Supervise
Request for Information (Supervision Enquiry)

Get answers to your questions related to DFSA's supervision .

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authorisation-firms
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Request to Amend Supervision (Authorised Individual)

Update or modify Authorised Individual status within the DFSA framework.

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Submit Prudential Reports

Submit Financial Reports

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Submit Non - Prudential Reports

Submit Non-Financial Reports

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Revoke Authorisation (Individuals)

Relinquish your authorisation as a DFSA Authorised Individual.

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Submit Notifications

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Update or modify your authorised individual application status within the DFSA framework.

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authorisation-firms
enquiry
Request for Information (Unregulated Entity)

Enquiry to DFSA related to regulatory matters within the DIFC

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enquiry
authorisation-firms
enquiry
Submit Compliant (DFSA)

File a formal complaint if you believe DFSA acted improperly or unfairly.

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authorisation-firms
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Submit Compliant (Entities)

File a complaint against a DFSA-authorised firm if you believe they acted improperly.

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Submit Feedback (General)

Tell us your thoughts on how DFSA can better serve the financial community.

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Request for Appointment for takeovers (Sponsor / Compliance Officer)

Sponsor/Compliance Adviser appointment, corporate actions and takeovers

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Request for Authorisation Amendment (Key Individual)

Become a Key Individual within an AMI. Also, amend KI status within an AMI

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authorisation-firms
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Request for New Authorisation (Key Individual)

Become a Key Individual within an AMI. Also, amend KI status within an AMI

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Register
authorisation-firms
Supervise
Request for Information (Supervision Enquiry)

Get answers to your questions related to DFSA's supervision .

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authorisation-firms
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Request to Amend Supervision (Authorised Individual)

Update or modify Authorised Individual status within the DFSA framework.

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authorisation-firms
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Submit Prudential Reports

Submit Financial Reports

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authorisation-firms
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Submit Non - Prudential Reports

Submit Non-Financial Reports

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Request to Remove Key Individual

Apply for removal of Key Individual status within a DFSA AMI.

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Revoke Authorisation (Individuals)

Relinquish your authorisation as a DFSA Authorised Individual.

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Submit Notifications

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Request for New Authorisation (Representative Offices)

Obtain Authorisation to establish a new Financial Services firm.

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Authorise
authorisation-firms
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Request for Modification or Waivers of Rules

Obtain modifications or a waiver

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Authorise
authorisation-firms
Authorise
Request for Amendment of Authorisation Scope

Expand or adjust your authorised activities within the DFSA regulatory framework.

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Authorise
authorisation-firms
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Request for Amendment to Ownership or Control Structure

Report and gain approval for changes in your authorised firm's ownership or control structure.

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Authorise
authorisation-firms
enquiry
Request for Information (Unregulated Entity)

Enquiry to DFSA related to regulatory matters within the DIFC

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enquiry
authorisation-firms
enquiry
Submit Compliant (DFSA)

File a formal complaint if you believe DFSA acted improperly or unfairly.

Read more

enquiry
authorisation-firms
Enquiry
Submit Compliant (Entities)

File a complaint against a DFSA-authorised firm if you believe they acted improperly.

Read more

Enquiry
authorisation-firms
Enquiry
Submit Feedback (General)

Tell us your thoughts on how DFSA can better serve the financial community.

Read more

Enquiry
authorisation-firms
Supervise
Request for Information (Supervision Enquiry)

Get answers to your questions related to DFSA's supervision .

Read more

Supervise
authorisation-firms
Supervise
Request for Amendment of Supervision Scope

Apply to change the scope of your DFSA licence

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Supervise
authorisation-firms
Supervise
Request for Amendment to Ownership or Control Structure

Notify the DFSA, or apply for written approval, of changes of control.

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authorisation-firms
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Request for Modification or Waivers of Rules

Request flexibility in applying DFSA rules due to specific circumstances.

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authorisation-firms
Supervise
Submit Prudential Reports

Submit Financial Reports

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authorisation-firms
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Submit Non - Prudential Reports

Submit Non-Financial Reports

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authorisation-firms
Withdraw
Revoke Authorisation (Firms)

Withdraw your Licence as a DFSA-regulated firm.

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Withdraw
authorisation-firms
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Submit Notifications

Submit Notifications

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authorisation-firms
Authorise
Request for New Authorisation (Representative Offices)

Obtain Authorisation to establish a new Financial Services firm.

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Authorise

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