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Seek clarification or guidance on specific regulatory requirements or supervisory processes relevant to your authorised activities in or from the DIFC.

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Authorise
Request for New Authorisation (Authorised Individual)

Obtain Authorisation to be an Authorised Individual

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Authorise
authorisation-firms
Register
Request for New Authorisation (Principal Representative /Authorised Individual)

Obtain Authorisation to become a Principal Representative

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Register
authorisation-firms
Authorise
Request for New Authorisation (Authorised Individual)

Obtain Authorisation to be an Authorised Individual

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Authorise
authorisation-firms
Authorise
Request to Amend Authorisation (Authorised Individual)

Update or modify your authorised individual application status within the DFSA framework.

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Authorise
authorisation-firms
enquiry
Request for Information (Unregulated Entity)

Enquiry to DFSA related to regulatory matters within the DIFC

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enquiry
authorisation-firms
enquiry
Submit Compliant (DFSA)

File a formal complaint if you believe DFSA acted improperly or unfairly.

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enquiry
authorisation-firms
Enquiry
Submit Compliant (Entities)

File a complaint against a DFSA-authorised firm if you believe they acted improperly.

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Enquiry
authorisation-firms
Enquiry
Submit Feedback (General)

Tell us your thoughts on how DFSA can better serve the financial community.

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Enquiry
authorisation-firms
Register
Request for New Authorisation (Principal Representative /Authorised Individual)

Obtain Authorisation to become a Principal Representative

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Register
authorisation-firms
Supervise
Request for Information (Supervision Enquiry)

Get answers to your questions related to DFSA's supervision .

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Supervise
authorisation-firms
Supervise
Request to Amend Supervision (Authorised Individual)

Update or modify Authorised Individual status within the DFSA framework.

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Supervise
authorisation-firms
Supervise
Submit Prudential Reports

Submit Financial Reports

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Supervise
authorisation-firms
Supervise
Submit Non - Prudential Reports

Submit Non-Financial Reports

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Supervise
authorisation-firms
Withdraw
Revoke Authorisation (Individuals)

Relinquish your authorisation as a DFSA Authorised Individual.

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Withdraw
authorisation-firms
Supervise
Submit Notifications

Submit Notifications

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Supervise

​Frequently Used

Filters

ENQUIRY

AUTHORISE

SUPERVISE

WITHDRAW

REGISTER

LIST

​ Grid view
List view
authorisation-firms
Authorise
Request to Amend Authorisation (Authorised Individual)

Update or modify your authorised individual application status within the DFSA framework.

Read more

Authorise
authorisation-firms
enquiry
Request for Information (Unregulated Entity)

Enquiry to DFSA related to regulatory matters within the DIFC

Read more

enquiry
authorisation-firms
enquiry
Submit Compliant (DFSA)

File a formal complaint if you believe DFSA acted improperly or unfairly.

Read more

enquiry
authorisation-firms
Enquiry
Submit Compliant (Entities)

File a complaint against a DFSA-authorised firm if you believe they acted improperly.

Read more

Enquiry
authorisation-firms
Enquiry
Submit Feedback (General)

Tell us your thoughts on how DFSA can better serve the financial community.

Read more

Enquiry
authorisation-firms
Ling
Request for Appointment for takeovers (Sponsor / Compliance Officer)

Sponsor/Compliance Adviser appointment, corporate actions and takeovers

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Ling
authorisation-firms
Register
Request for Authorisation Amendment (Key Individual)

Become a Key Individual within an AMI. Also, amend KI status within an AMI

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Register
authorisation-firms
Register
Request for New Authorisation (Key Individual)

Become a Key Individual within an AMI. Also, amend KI status within an AMI

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Register
authorisation-firms
Supervise
Request for Information (Supervision Enquiry)

Get answers to your questions related to DFSA's supervision .

Read more

Supervise
authorisation-firms
Supervise
Request to Amend Supervision (Authorised Individual)

Update or modify Authorised Individual status within the DFSA framework.

Read more

Supervise
authorisation-firms
Supervise
Submit Prudential Reports

Submit Financial Reports

Read more

Supervise
authorisation-firms
Supervise
Submit Non - Prudential Reports

Submit Non-Financial Reports

Read more

Supervise
authorisation-firms
Withdraw
Request to Remove Key Individual

Apply for removal of Key Individual status within a DFSA AMI.

Read more

Withdraw
authorisation-firms
Withdraw
Revoke Authorisation (Individuals)

Relinquish your authorisation as a DFSA Authorised Individual.

Read more

Withdraw
authorisation-firms
Supervise
Submit Notifications

Submit Notifications

Read more

Supervise

​Frequently Used

Filters

ENQUIRY

AUTHORISE

SUPERVISE

WITHDRAW

REGISTER

LIST

​ Grid view
List view
authorisation-firms
Authorise
Request for New Authorisation (Representative Offices)

Obtain Authorisation to establish a new Financial Services firm.

Read more

Authorise
authorisation-firms
Authorise
Request for Modification or Waivers of Rules

Obtain modifications or a waiver

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Authorise
authorisation-firms
Authorise
Request for Amendment of Authorisation Scope

Expand or adjust your authorised activities within the DFSA regulatory framework.

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Authorise
authorisation-firms
Authorise
Request for Amendment to Ownership or Control Structure

Report and gain approval for changes in your authorised firm's ownership or control structure.

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Authorise
authorisation-firms
enquiry
Request for Information (Unregulated Entity)

Enquiry to DFSA related to regulatory matters within the DIFC

Read more

enquiry
authorisation-firms
enquiry
Submit Compliant (DFSA)

File a formal complaint if you believe DFSA acted improperly or unfairly.

Read more

enquiry
authorisation-firms
Enquiry
Submit Compliant (Entities)

File a complaint against a DFSA-authorised firm if you believe they acted improperly.

Read more

Enquiry
authorisation-firms
Enquiry
Submit Feedback (General)

Tell us your thoughts on how DFSA can better serve the financial community.

Read more

Enquiry
authorisation-firms
Supervise
Request for Information (Supervision Enquiry)

Get answers to your questions related to DFSA's supervision .

Read more

Supervise
authorisation-firms
Supervise
Request for Amendment of Supervision Scope

Apply to change the scope of your DFSA licence

Read more

Supervise
authorisation-firms
Supervise
Request for Amendment to Ownership or Control Structure

Notify the DFSA, or apply for written approval, of changes of control.

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Supervise
authorisation-firms
Supervise
Request for Modification or Waivers of Rules

Request flexibility in applying DFSA rules due to specific circumstances.

Read more

Supervise
authorisation-firms
Supervise
Submit Prudential Reports

Submit Financial Reports

Read more

Supervise
authorisation-firms
Supervise
Submit Non - Prudential Reports

Submit Non-Financial Reports

Read more

Supervise
authorisation-firms
Withdraw
Revoke Authorisation (Firms)

Withdraw your Licence as a DFSA-regulated firm.

Read more

Withdraw
authorisation-firms
Supervise
Submit Notifications

Submit Notifications

Read more

Supervise
authorisation-firms
Authorise
Request for New Authorisation (Representative Offices)

Obtain Authorisation to establish a new Financial Services firm.

Read more

Authorise

​Frequently Used