• Application: Complete the requirements above and submit the application form for each change in control on the DFSA ePortal. If applicable, the DFSA will then issue a fee invoice. Once the fees are paid, the application will be accepted for evaluation.
  • Evaluation: The DFSA will conduct a thorough assessment of the application. If there is insufficient information, the DFSA will request additional information. If the application is satisfactory, you will receive an in-principal letter.
  • Approval: The DFSA will conduct a final assessment and will grant approval if the outcome is successful.

The DFSA may request for a range of documents to be submitted with the application. These include, but are not limited to:

  • Certificate of incorporation
  • Partnership agreement
  • Memorandum of Understanding
  • Articles of association
  • Most recent financial statements (audited preferred)
  • Regulatory licenses
  • Annual reports
  • Pre and Post change ownership structure

Fees will vary based on the nature and scale of financial activities. More details can be found in the Fees module (FER) of the DFSA Rulebook. Service fees are paid through bank transfer to the DFSA.

Notify, or seek approval from the DFSA in relation to changes in the ownership or control structure of your Authorised Firm.  

SERVICE FEES
USD If complex, USD 5000; otherwise USD 3000
PAYMENT METHOD
Bank Transfer

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Report and gain approval for changes in your authorised firm's ownership or control structure.

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Enquiry to DFSA related to regulatory matters within the DIFC

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File a formal complaint if you believe DFSA acted improperly or unfairly.

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File a complaint against a DFSA-authorised firm if you believe they acted improperly.

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Notify the DFSA, or apply for written approval, of changes of control.

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