Authorised Firms

This service is for entities that are seeking to be authorised or are authorised by the DFSA
to provide Financial Services in or from the DIFC.

Authorised Firms Authorised Market Institutions

AUTHORISE

SUPERVISE

WITHDRAW

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Authorise

Request for New Authorisation: Financial Services

Obtain authorisation to carry Financial Services in or from the DIFC.

Authorise

Request for New Authorisation: Representative Offices

Obtain authorisation to operate a Representative Office in the DIFC.

Authorise

Request for New Authorisation: Credit Rating Agencies

Obtain authorisation to be operate as a Credit Rating Agency in or from the DIFC.

Supervise

Request for Information to DFSA Supervision

Seek clarification or guidance on specific regulatory requirements of supervisory processes.

Supervise

Request for Amendment of Supervision Scope

Apply to change the scope of your licence

Supervise

Request for Amendment to Ownership or Control Structure

Notify, or seek approval from, the DFSA on changes in the ownership or control structure of your Authorised Firm.

Withdraw

Withdraw Authorisation

Request to withdraw your licence as an Authorised Firm, ceasing to carry Financial Services in or from the DIFC.

Supervise

Submit Reports

Submit financial reports produced by your auditor.

Authorised Firms