- Comply with Markets Rules and Policy Statement on appointment of a Sponsor
- Follow guidance in Markets Briefs (MB) including Introductory MB20 and Introductory MB4
- Nofity: The proposed sponsor’s name, its business address and an address in the DIFC for the service of documents. If requested by the DFSA, a Person appointing a sponsor must provide the DFSA with information about the knowledge, experience, qualifications and resources of the appointed or proposed sponsor
- Direct: Where, in the opinion of the DFSA, a sponsor appointed by a Person is not suitable, or where a sponsor has not been appointed or has resigned, the DFSA may direct the Person to replace or appoint a sponsor.
- As required under Chapter 7 of Markets Rules (MKT)
Not applicable.
Details of the Sponsor to be provided to the DFSA.
SERVICE FEES
Not ApplicablePAYMENT METHOD
Not Applicable