• Apply: Complete the pre-requisites (eligibility for listing) where required, and/or save the application form on the E-services portal. DFSA will issue a fee invoice.
• Review: The DFSA will review the application and may request further information from the Applicant.
• Approve: If the outcome of the assessment is successful, the DFSA will approve the prospectus.

As required under Chapter 2 and 6 of Markets Rules (MKT), a completed application using the appropriate form set out in AFN and the relevant fee prescribed in FER; prospectus that meets the requirements in section 2.5 MKT; a statement identifying where in the prospectus the information required in the relevant paragraphs of App1 (MKT) has been included and, where subsequent drafts or versions of the prospectus are submitted, a marked-up version showing the changes from the previous version submitted to the DFSA: if information is incorporated in the prospectus by reference to another document, a copy of the information; the identity of the Person who is or intends to be the Reporting Entity; contact details of two individuals who are sufficiently knowledgeable about the content of the prospectus to be able to answer queries of the DFSA during business hours; any other information that the DFSA may require. (as per MKT Rule 2.6.1)

Fees associated will vary depending on the type of security and complexity.