Issuers of Securities, Listings and Crypto Token Recognition

This service is for persons seeking to (1) issue a Prospectus pursuant to Article 14 of the Markets Law 2012 or a Supplementary Prospectus pursuant to Article 18 of the Markets Law or any other document required to be approved by the DFSA under Chapters 2 or 6 of the Markets module of the DFSA Rulebook ("MKT"); (2) request the admission of Securities to the Official List of Securities maintained by the DFSA and; (3) have Security Tokens admitted to trading on an Alternative Trading System.
In addition, this service is for entities that are seeking to obtain the DFSA's recognition for a Crypto Token to be utilized or used as a reference for an Investment in the DIFC.

Filters

Compliance Advisers/Sponsor

Continuing obligations

Corporate Actions

Delistings

Listing

Prospectus Approval

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List view
authorisation-firms
Compliance Advisers/Sponsor
Request Consent for Appointment of a Sponsor

Notify the DFSA to appoint your sponsor.

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Compliance Advisers/Sponsor
authorisation-firms
Compliance
Request Consent for Appointment of Compliance Advisors

Notify the DFSA to appoint your Compliance Advisor.

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Compliance Advisers/Sponsor
authorisation-firms
Listing
Request for Admission to the Official List of Securities

Apply to seek admission to the Official List of Securities.

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Listing
authorisation-firms
Prospectus Approval
Request for Approval of Prospectus

Apply for approval of a prospectus to make a securities offer to the public and/or to seek admission to the Official List of Securities.

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Prospectus Approval
authorisation-firms
Continuing obligations
Apply for Reporting Entity Status

Apply for Reporting Entity status

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Continuing obligations
authorisation-firms
Continuing obligations
Submit Notifications

A Reporting Entity must notify the DFSA on the occurrence of an event giving rise to disclosure requirements or as otherwise required under the Rules.

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Continuing obligations
authorisation-firms
Continuing obligations
Request for the Withdrawal of Reporting Entity Status

Apply to seek withdrawal of the Reporting Entity status.

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Continuing obligations
authorisation-firms
Corporate Actions
Request for Corporate Action

Apply to seek approval, consent or consulting for corporate actions including, but not limited to, purchase of own Shares, Takeovers, Rights Issue, Bonus Issue…

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Corporate Actions
authorisation-firms
Delistings
Request for Voluntary Delisting

Apply for a voluntary delisting from the Official List of Securities

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Delistings

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