• Compliance with AMI Rule 6.9 of the DFSA Rulebook
  • DFSA E-services Portal Login Credentials
  • Apply: Complete the above pre-requisites and submit the application form on the E-services portal.
  • Evaluate: The DFSA will conduct a thorough assessment of the application.
  • Approve: Upon satisfactory assessment, the DFSA will approve the LIS

The documents to be submitted with the application form include but are not limited to:

  • Detailed description of the LIS
  • Eligible participants
  • Any relevant and necessary supporting documents

No Fees applicable

Request by AMI for Liquidity Incentive Scheme (LIS) approval by the DFSA  

SERVICE FEES
Not Applicable
PAYMENT METHOD
Not Applicable
Apply

Filters

ENQUIRY

AUTHORISE

SUPERVISE

WITHDRAW

REGISTER

LIST

​ Grid view
List view
authorisation-firms
Authorise
Request for New Authorisation (AF - Financial Services)

Obtain Authorisation to establish a new Financial Services firm.

Read more

Authorise
authorisation-firms
Authorise
Request for Modification or Waivers of Rules

Obtain modifications or a waiver

Read more

Authorise
authorisation-firms
Authorise
Request for Amendment of Authorisation Scope

Expand or adjust your authorised activities within the DFSA regulatory framework.

Read more

Authorise
authorisation-firms
Authorise
Request for Amendment to Ownership or Control Structure

Report and gain approval for changes in your authorized firm's ownership or control structure.

Read more

Authorise
authorisation-firms
enquiry
Request for Information (Unregulated Entity)

Enquiry to DFSA related to regulatory matters within the DIFC

Read more

enquiry
authorisation-firms
enquiry
Submit Compliant (DFSA)

File a formal complaint if you believe DFSA acted improperly or unfairly.

Read more

enquiry
authorisation-firms
Enquiry
Submit Compliant (Entities)

File a complaint against a DFSA-authorized firm if you believe they acted improperly.

Read more

Enquiry
authorisation-firms
Enquiry
Submit Feedback (General)

Tell us your thoughts on how DFSA can better serve the financial community.

Read more

Enquiry
authorisation-firms
Ling
Request for Appointment for takeovers (Sponsor / Compliance Officer)

Sponsor/Compliance Adviser appointment, corporate actions and takeovers

Read more

Ling
authorisation-firms
Supervise
Request for Information (Supervision Enquiry)

Get answers to your questions related to DFSA's supervision .

Read more

Supervise
authorisation-firms
Supervise
Request for Amendment of Supervision Scope

Apply to change the scope of your DFSA licence

Read more

Supervise
authorisation-firms
Supervise
Request for Amendment to Ownership or Control Structure

Notify the DFSA, or apply for written approval, of changes of control.

Read more

Supervise
authorisation-firms
Supervise
Request for Modification or Waivers of Rules

Request flexibility in applying DFSA rules due to specific circumstances.

Read more

Supervise
authorisation-firms
Supervise
Submit Prudential Reports

Submit Financial Reports

Read more

Supervise
authorisation-firms
Supervise
Submit Non - Prudential Reports

Submit Non-Financial Reports

Read more

Supervise
authorisation-firms
Withdraw
Revoke Authorisation (Firms)

Withdraw your Licence as a DFSA-regulated firm.

Read more

Withdraw
authorisation-firms
Supervise
Submit Notifications

Submit Notifications

Read more

Supervise

​Frequently Used

Filters

ENQUIRY

AUTHORISE

SUPERVISE

WITHDRAW

REGISTER

LIST

​ Grid view
List view

​Frequently Used