Authorised Firms

Authorised Firms

This service is for entities that are seeking to be authorised or are authorised by the DFSA
to provide Financial Services in or from the DIFC.

Authorised Firms Authorised Market Institutions

AUTHORISE

SUPERVISE

WITHDRAW

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Authorise

Request for New Authorisation (Authorised Market Institution)

Obtain authorisation to establish a new Authorised Market Institution.

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Authorise

authorisation-firms

Supervise

Request by AMI for approval of Business Rules change

Request for approval for Business Rules change

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Supervise

authorisation-firms

Supervise

Request for modifications or waivers of Rules or Articles of the Markets Law

Obtain a modification or a waiver of a Rule or an Article of the Markets Law where there are appropriate and justifiable reasons.

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Supervise

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Supervise

Request for AMI material change

Request for material change approval

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Supervise

authorisation-firms

Supervise

Request for AMI Liquidity Incentive Scheme (LIS) Approval

Request for Liquidity Incentive Scheme (LIS) approval

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Supervise

authorisation-firms

Supervise

Request by AMI for approval of outsourcing arrangement

Request for outsourcing arrangement approval

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Supervise

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Withdraw

Withdraw authorisation (Authorised Market Institutions)

Request by the Authorised Market Institution to withdraw its DFSA license

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Withdraw

authorisation-firms

Supervise

Submit Reports

Submit Financial Reports

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Supervise

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Supervise

Request for Additional Approvals Not Listed Above

Additional approvals as required by the relevant DFSA rules and regulations

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Supervise

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Supervise

Submit Notifications

Submit Notifications

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Supervise

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